Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2026-02-05

Amendments to IEX's Voluntary Termination and Retention of Jurisdiction Rules

2026-01-05

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2026-01-05

Notice Regarding Filing of Annual Reports

2025-11-07

Round Lot Definition Change and Market Makers’ Two-Sided Quote Obligations

2025-08-13

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2025-01-10

Notice Regarding Changes to FINRA Gateway and Regulatory Notification Forms

2025-01-08

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2025-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2025-01-02

Notice Regarding Filing of Annual Audited Reports

2024-07-01

Reminding SRO Members and Member Organizations of the CMRWG

2024-04-17

Enhancements to FINRA Firm Gateway and Regulatory Notifications

2024-01-03

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2024-01-03

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2024-01-03

Notice Regarding Filing of Annual Audited Reports

2023-01-04

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2023-01-04

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2023-01-04

Notice Regarding Filing of Annual Audited Reports

2022-09-15

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2022-01-05

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2022-01-05

Notice Regarding Filing of Annual Audited Reports

2021-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2021-01-05

Notice Regarding Filing of Annual Audited Reports

2020-07-30

Adoption of Changes to Minor Rule Violation Plan Adding CAT Reporting Compliance Rules

2020-07-17

Industry Presentation by CMRWG on CAT Compliance Rules

2020-07-07

Regulatory Coordination Concerning CAT Reporting Compliance

2024-07-12

AB International Low Volatility Equity ETF

2024-07-11

Cambria LargeCap Shareholder Yield ETF

2024-07-10

Ocean Park High Income ETF

2024-07-10

Ocean Park International ETF

2024-07-10

VictoryShares Hedged Equity Income ETF

2024-07-10

CoreCommodity Natural Resources ETF

2024-07-10

Northern Lights Fund Trust

2024-07-10

Intermediate Municipal Income ETF

2024-07-10

World Funds Trust

2024-07-09

YieldMax Short COIN Option Income Strategy ETF

2024-07-09

Harbor AlphaEdge Small Cap Earners ETF

2024-07-09

Draco Evolution AI ETF

2024-07-02

SMI 3Fourteen Full-Cycle Trend ETF

2024-07-01

Innovator ETFs Trust

2024-07-01

Calamos ETF Trust

2024-07-01

Elevation Series Trust

2024-07-01

AllianzIM U.S. Equity Buffer15 Uncapped Jul ETF

2024-07-01

iShares Large Cap Max Buffer Jun ETF

2024-07-01

Innovator ETFs Trust

2024-07-01

Innovator Nasdaq-100 10 Buffer ETF - Quarterly

2024-06-27

PGIM Ultra Short Municipal Bond ETF

2024-06-27

PGIM Municipal Income Opportunities ETF

2024-06-26

First Trust S&P 500 Economic Moat ETF

2024-06-26

Capital Group Ultra Short Income ETF

2024-06-26

Capital Group New Geography Equity ETF