General Circulars
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File No.
Date
Description
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
Q3
2016
Regulatory Circulars
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File No.
Date
Description
2017-01-10
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update
Q1
2017
2016-08-29
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
Q3
2016
Product Circulars
Exchange Traded Product Circulars may be accessed directly from the listing exchanges. See PC-2026-0494.
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File No.
Date
Description
2016-08-31
E-TRACS Long Platinum - Linked to the Inverse Performance of the UBS Bloomberg CMCI Platinum Excess Return
Q3
2016
2016-08-31
iShares MSCI International Developed Momentum Factor and Quality Factor ETFs
Q3
2016
2016-08-31
iShares MSCI Indonesia Investable Market Index Fund, iShares MSCI Ireland Capped Investable Market Index Fund, iShares MSCI USA Index Fund
Q3
2016
