Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2026-02-05

Amendments to IEX's Voluntary Termination and Retention of Jurisdiction Rules

2026-01-05

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2026-01-05

Notice Regarding Filing of Annual Reports

2025-11-07

Round Lot Definition Change and Market Makers’ Two-Sided Quote Obligations

2025-08-13

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2025-01-10

Notice Regarding Changes to FINRA Gateway and Regulatory Notification Forms

2025-01-08

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2025-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2025-01-02

Notice Regarding Filing of Annual Audited Reports

2024-07-01

Reminding SRO Members and Member Organizations of the CMRWG

2024-04-17

Enhancements to FINRA Firm Gateway and Regulatory Notifications

2024-01-03

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2024-01-03

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2024-01-03

Notice Regarding Filing of Annual Audited Reports

2023-01-04

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2023-01-04

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2023-01-04

Notice Regarding Filing of Annual Audited Reports

2022-09-15

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2022-01-05

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2022-01-05

Notice Regarding Filing of Annual Audited Reports

2021-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2021-01-05

Notice Regarding Filing of Annual Audited Reports

2020-07-30

Adoption of Changes to Minor Rule Violation Plan Adding CAT Reporting Compliance Rules

2020-07-17

Industry Presentation by CMRWG on CAT Compliance Rules

2020-07-07

Regulatory Coordination Concerning CAT Reporting Compliance

2017-12-11

JPMorgan Diversified Event Driven ETF

2017-12-11

USCF ETF Trust

2017-12-11

ProShares Long Online/Short Stores ETF

2017-12-11

ProShares Decline of the Retail Store ETF

2017-11-15

Franklin Templeton ETF Trust

2017-11-15

J.P. Morgan Exchange-Traded Fund Trust

2017-11-15

Reverse Cap Weighted U.S. Large Cap ETF

2017-11-15

Virtus Glovista Emerging Markets ETF

2017-11-15

iShares Trust

2017-11-15

The Inspire 100 ETF

2017-11-15

John Hancock Multifactor Small Cap ETF

2017-11-15

Entrepreneur 30 Fund

2017-11-15

First Trust Municipal High Income ETF

2017-11-15

Global X U.S. Preferred ETF

2017-11-15

Vanguard Total Corporate Bond ETF

2017-11-15

Principal International Multi-Factor Index ETF

2017-11-15

First Trust SMID Cap Rising Dividend Achievers ETF

2017-11-15

iShares 5-10, 10+ Year Investment Grade Corporate Bond ETF

2017-11-15

Credit Suisse AG ETNs

2017-11-08

Active Weighting Funds ETF Trust

2017-11-08

PowerShares Exchange-Traded Fund Trust II

2017-11-08

ETF Series Solutions Trust

2017-11-08

USAA ETF Trust

2017-11-08

FormulaFolios Tactical Growth ETFs

2017-11-08

Change Finance Diversified Impact U.S. Large Cap Fossil Fuel Free ETF