Information Circulars

2026-03-04

SEC Section 31 Fee Rate Advisory

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2026-02-05

Amendments to IEX's Voluntary Termination and Retention of Jurisdiction Rules

2026-01-05

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2026-01-05

Notice Regarding Filing of Annual Reports

2025-11-07

Round Lot Definition Change and Market Makers’ Two-Sided Quote Obligations

2025-08-13

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2025-01-10

Notice Regarding Changes to FINRA Gateway and Regulatory Notification Forms

2025-01-08

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2025-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2025-01-02

Notice Regarding Filing of Annual Audited Reports

2024-07-01

Reminding SRO Members and Member Organizations of the CMRWG

2024-04-17

Enhancements to FINRA Firm Gateway and Regulatory Notifications

2024-01-03

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2024-01-03

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2024-01-03

Notice Regarding Filing of Annual Audited Reports

2023-01-04

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2023-01-04

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI for Certain Members

2023-01-04

Notice Regarding Filing of Annual Audited Reports

2022-09-15

Mandatory Participation in Market Wide Circuit Breaker (“MWCB”) Testing for Certain Members

2022-01-05

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2022-01-05

Notice Regarding Filing of Annual Audited Reports

2021-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2021-01-05

Notice Regarding Filing of Annual Audited Reports

2020-07-30

Adoption of Changes to Minor Rule Violation Plan Adding CAT Reporting Compliance Rules

2020-07-17

Industry Presentation by CMRWG on CAT Compliance Rules

2020-07-07

Regulatory Coordination Concerning CAT Reporting Compliance

2026-03-09

Leverage Shares 2X Long GLW Daily ETF

2026-03-09

Longview Advantage Fixed Income ETF

2026-03-09

Amplify Municipal CEF High Income ETF

2026-03-09

Leverage Shares 2x Long World Stock Daily ETF

2026-03-06

Neuberger International Core Equity ETF

2026-03-06

Bancreek Global Select ETF

2026-03-05

21Shares Polkadot ETF

2026-03-05

Avos Global Equities ETF

2026-03-04

Eaton Vance Preferred Securities and Income ETF

2026-03-04

MFS Blended Research Emerging Markets Equity ETF

2026-03-04

Roundhill Space & Technology ETF

2026-03-03

M.D. Sass Concentrated Value ETF

2026-03-03

iShares Broad USD Floating Rate Loan ETF

2026-03-02

Tidal Trust II

2026-03-02

YieldMax® Strategic Metals & Mining Portfolio Option Income ETF

2026-03-02

Innovator ETFs Trust

2026-02-26

YieldMax® Strategic Metals & Mining Portfolio Option Income ETF

2026-02-25

Brown Advisory International Value Select ETF

2026-02-25

SSGA Active Trust

2026-02-25

Pictet AI Enhanced US Equity ETF

2026-02-25

VistaShares Target 15 TEPRTantrum Contrarian Distribution ETF

2026-02-25

REX Growth & Income Universe ETF

2026-02-24

Invesco Actively Managed Exchange-Traded Fund Trust

2026-02-24

Invesco Exchange-Traded Fund Trust II

2026-02-24

FT Vest Laddered Autocallable Barrier & Income ETF